Michael Barakat
Director, Investment Adviser Compliance
Featured
Featured
Featured
Insights & Resources
Stay ahead of 2025 regulatory and tax changes affecting private fund advisers, including SEC priorities, the CTA and tax planning.
The credit analysis function is a key element of fixed income investment management, assessing the creditworthiness of issuers and ensuring sound investment decisions.
Weaver’s 2024 Financial Services Symposium explores critical issues shaping the future of asset management.
The initial enthusiasm for ESG in financial services was met with increased scrutiny, but the underlying ESG principles continue to hold sway.
Download our AIMA on-demand webinar that focuses on the core elements of SEC-registered investment adviser compliance programs.
AI is revolutionizing industries, but misleading claims are rampant. Learn how the SEC combats AI washing and the importance of transparency for investment advisers.
If FinCEN’s proposed rule is adopted, SEC Registered Investment Advisers and Exempt Reporting Advisers would be subject to FinCEN’s AML and CFT requirements.
The SEC staff report may lead to a revised definition which could create challenges for private funds’ investor qualification procedures and compliance program.
The SEC’s 2024 examination priorities which will focus on key risks for private funds and exam priorities for the upcoming year.
The SEC has made the first material change in beneficial owner reporting in almost 50 years with updates to Regulation 13D-G.
The SEC adopted a final rule under the Investment Advisers Act of 1940 that will greatly increase the accounting and audit requirements for private fund advisors.